Security Consultant Job at Net2Source Inc., Plano, TX

L2h4TXFoRWJyQXdXYXlRNGZRQlVEV0gxWEE9PQ==
  • Net2Source Inc.
  • Plano, TX

Job Description

YOUR IMPACT ~ If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our team invites you to apply for a position on the team. We are seeking a professional who can work with our internal stakeholders and clients to execute the Third-Party Distributor Due Diligence Program. This position requires, a thorough understanding of our Global Framework for Due Diligence, client service/on-boarding environment, and knowledge of the industry, our client base, and our systems. HOW YOU WILL FULFILL YOUR POTENTIAL Ensure due diligence is performed on new and existing Third-Party Distributors as well as other Intermediaries. Develop expertise in the Firm's Global Framework. Quarterback the due diligence review with TPD’s from start to the signing of an agreement. Coordinate with internal stakeholders during reviews to obtain necessary approvals. Propose and work on special projects as necessary (e.g., automation related projects, new business lines). Partner with the Sales organization to ensure a seamless distributor onboarding from front to back and liaise with multiple parties to bring about execution of an agreement. Other ad hoc responsibilities include but not limited to, red flag reviews, dealer terminations, and report monitoring. PREFERRED QUALIFICATIONS Bachelor’s Degree Knowledge of financial markets and products Excellent written and verbal communication skills, and strong client service orientation Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus Understand structure of trading counterparts Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities Flexible and able to work well under pressure in a team environment Proven analytical and problem-solving skills with meticulous attention to detail to enable the ability to communicate complex items to a wide array of internal counterparties

Job Tags

Flexible hours,

Similar Jobs

Desert Oasis LLC

Pet Sitter Job at Desert Oasis LLC

Job Title: House/Dog Sitter Location: Palisades/Santa Monica Job Type: Part-Time/Full-Time Salary: Competitive, based on experience Job Overview: We are seeking a trustworthy, responsible, and caring individual to provide exceptional care for our home ...

Selby Jennings

Investment Banking Analyst/Associate - Life Sciences Job at Selby Jennings

 ...Area, is looking to bring on an experienced investment banking analyst or associate to their team. They specialize in the life sciences...  ...and other marketing materials Perform industry and company research to identify potential opportunities Assist in the due diligence... 

Bvlgari

Host- Fifth Ave 57th Street Flagship Job at Bvlgari

Role: Hospitality Host Reporting to: Assistant Store Manager or Store Director Position Overview We seek a Boutique Host who exemplifies our brands commitment to exceptional service and luxury hospitality. As the first point of contact, you will set the tone...

WSU Foundation and Alumni Engagement

Assistant Director of Development Job at WSU Foundation and Alumni Engagement

 ...and Alumni Engagement (WSUFAE) is looking to hire a talented, dynamic, dedicated, and self-motivated individual as the Assistant/Associate Director of Development with our fundraising team. As the Associate Director of Development for Fine Arts, you will play a pivotal... 

State of Florida

PUBLIC HEALTH NUTRITIONIST - 64081932 Job at State of Florida

 ...Requisition No:851186 Agency: Department of Health Working Title: PUBLIC HEALTH NUTRITIONIST - 64081932Pay Plan: Career Service Position Number:64081932 Salary: $53,449.50 ANNUALLY / $2,055.75 BIWEEKLY Posting Closing Date: 04/27/2025 Total Compensation...